Securities Regulatory Advocacy

Securities Brokers and Principals trust Warren Law Group to protect their rights in regulatory matters involving the SEC, FINRA, and State Regulators.

Breach of Contract

Warren Law Group fiercely advocates for client rights in breach of contract matters, while protecting the bottom line.

Partnership & Shareholder Litigation

Entrepreneurs, shareholders, and investors trust Warren Law Group to protect their rights and assets in partnership disputes.

Breach of Fiduciary Duty

Investors and Fiduciaries rely on Warren Law Group to advocate for their rights while protecting their assets and equity interests.

Practice Areas

Meet the Team

Representing Financial Advisors, Registered Investment Advisors and Advisory Firms, Private Equity Funds, Hedge Funds, Life Insurance Firms and business owners in regulatory and compliance matters, litigation, and securities offerings.

Fierce advocates who forge creative solutions
& achieve top results for clients

Avvo Martindale

Call Today for a Free Consultation


Contact Us





New York

112 W 34th Street, 17th Floor
New York, NY 10120

New Jersey

101 Hudson Street, Suite 2100,
Jersey City, NJ 07302


232 N. 2nd Street
Philadelphia, PA 19106

Long Island

377 Oak Street
Concourse Level
Garden City, NY 11530


2454 E. Dempster, Suite 310
Chicago, IL 60016


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