Financial service professionals & their firms know the importance of solution-based legal compliance
& regulatory advice from a trusted &
skilled securities attorney.
Representing Financial Advisors, Registered Investment Advisors and Advisory Firms, Private Equity Funds, Hedge Funds, Life Insurance Firms and business owners in regulatory and compliance matters, litigation, and securities offerings.
Fierce advocates who forge creative solutions
& achieve top results for clients
Chris spoke with me daily, advised me and ultimately was able to negotiate a very fair settlement. Not only did he do right by me during the course of the negotiation but when it had been settled he took the time to review the settlement documents with me to ensure I understood everything. I would highly recommend Chris’ services to anyone in the financial services industry in need of legal help.
Christopher Warren’s good ideas made our work together very quick and very efficient. He’s smart, aggressive, and very much on my side. He’s not afraid to fight.
Christopher Warren has helped me get vindication in some very important arbitrations. He handled the legal world for me, so I could focus on my business. His firm understanding of the subject matter is the most important quality a lawyer can have. Chris understood the situation I was in. He identified with me, and that continues to mean a lot. I’m extremely thankful for him, and he remains a source of reassurance on all my legal matters.