Every client’s needs are unique, and understanding those needs is at the core of what Chris does. He crafts his approach with meticulous attention to circumstances with an eye on the objective and bottom line. Chris’s commitment doesn’t stop at personalization; his style is fast-paced, forceful, and direct. It’s more than a method; it’s a promise to advocate fiercely on your behalf.

What sets Chris apart is his passion and genuine care for your concerns. He speaks with candor, treating your issues as his own. With Chris, your needs won’t be just another file in a stack; you will be responded to with the urgency and attention you deserve, with an advocate who will fight relentlessly for what matters most.

JD, Business and Securities Law, cum laude,
New York Law School
BS, University of Phoenix

Bar Admissions & Memberships
State of New York
State of New Jersey
Eastern District of New York
Southern District of New York
New Jersey District Court
Second Circuit

Christopher D. Warren
Rated by Super Lawyers

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Representative Matters Include:

  • A nationwide distribution and sales company in a multi-jurisdiction securities fraud matter, recovering multiple millions of dollars in a settlement against a publicly traded company.
  • A financial services company in cross-border litigation, disputing a hundred million dollars in transactions.
  • Financial services companies in defense of SEC investigations, Wells Calls, subpoenas, and enforcement proceedings.
  • A partner in law firm dissolution matter for the recovery of multiple millions for ongoing case valuation and interest in ongoing matters.
  • Business dissolution matters involving breach of fiduciary duty, embezzlement, and theft of corporate opportunity.
  • Registered advisors in on-the-record (OTR) proceedings, enforcement proceedings, and negotiations.
  • A claimant in a private arbitration of a multi-national corporation for breach of fiduciary duty and fraudulent inducement of contract involving the transfer of stock and the sales and management of real estate in multiple countries.
  • Shareholders defrauded by an advisor fraudulently inducing investments in the private placement of a holding company in a reverse-merger scheme of a fraudulent re-listed NASDAQ company.
  • Registered Investment Advisory firm in defense of claims brought against it by former advisors.
  • Frozen-out minority LLC members of a closely held real estate development company seeking judicial dissolution and recovery of misappropriated assets, including theft of corporate opportunity claims.
  • A broker in defense of breach of contract and repayment of promissory notes in FINRA proceeding.
  • Registered Investment Advisory firm in the enforcement of restrictive covenants, solicitation of clients, and proselytizing of employees.
  • Partner in a shareholder litigation matter of a private equity firm entitled to 33% of shares awarded as compensation to the firm for multiple millions of dollars.
  • Represented 50% partner in law firm dissolution matter for the recovery of multiple millions for ongoing case valuation and interest in originated matters.
  • Represented an equal owner of multiple investment contracts for real estate where the titleholder has intentionally defrauded and concealed that fraud against the investor in the multiple millions.