Jon-Jorge Aras, Partner and Chair of Securities Litigation at Warren Law Group, secured an award and expungement for our client, a broker, who was wrongfully terminated and defamed in a malicious U5 statement. The arbitrators found that punitive and compensatory damages were appropriate given the willful misconduct of the Respondents.
If you are a broker and have received a U5 termination notice from FINRA, which is misleading, inaccurate, or defamatory you should seek legal counsel to ensure these statements are successfully expunged from your record. Without a proper expungement, your career and your reputation could face serious consequences. The attorneys at Warren Law Group have the experience to help you. Call (866) 954-7687 or email email@example.com to schedule your complimentary consultation.