Jon-Jorge Aras Secures $175K For U5 Defamation in FINRA Arbitration

Jon-Jorge Aras - Partner
Jon-Jorge Aras - Partner

Jon-Jorge Aras, Partner and Chair of Securities Litigation at Warren Law Group, secured an award and expungement for our client, a broker, who was wrongfully terminated and defamed in a malicious U5 statement. The arbitrators found that punitive and compensatory damages were appropriate given the willful misconduct of the Respondents.

If you are a broker and have received a U5 termination notice from FINRA, which is misleading, inaccurate, or defamatory you should seek legal counsel to ensure these statements are successfully expunged from your record. Without a proper expungement, your career and your reputation could face serious consequences. The attorneys at Warren Law Group have the experience to help you. Call (866) 954-7687 or email to schedule your complimentary consultation.



Warren Law Group defends individuals and companies in all types of litigation. Our team has decades of experience in all types of litigation, white collar defense, securities litigation, and financial services enforcement proceedings.