Faced with SEC Regulation, Citadel Hits Back
Trading platforms and brokerage firms often have to deal with regulatory challenges and can sometimes leverage regulatory investigations to the detriment of their competition. Individual brokers, on the other hand, have far fewer options when faced with a regulatory investigation.
If you received an investigation letter from FINRA, the SEC, or State regulators, or have been affected by issues surrounding such trading activity, call (866) 954-7687 or email info@warren.law for a free consultation with the securities attorneys at Warren Law Group.