FINRA Fines and Suspends Former JPMorgan Broker

A former JP Morgan broker faces a $10,000 fine and suspension of all FINRA member activity for 18 months after he split investors’ orders into smaller trades to artificially boost his commissions.

If you have been affected by financial fraud, fiduciary malfeasance, or are under investigation by the SEC or FINRA, speak with an attorney at Warren Law Group today for a free assessment of your case: (866) WLGROUP, or email


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Christopher D. Warren

Christopher D. Warren, Managing Partner