Martin Unger


A well-seasoned practitioner, Marty brings years of complex litigation experience from his prior experience with Blank Rome, LLP and Certilman Balin Adler & Hyman, LLP.

Since 1971, Marty has focused his practice on securities litigation and securities regulatory matters in federal and state courts and before self-regulatory organizations, including the Securities and Exchange Commission and the Commodity Futures Trading Commission. He has represented clients in lawsuits, arbitrations and administrative proceedings and investigations. Marty also represents clients in SEC and FINRA matters including formation of broker/dealers, CMA’s and expungements.

Marty has served on the Committee on Federal Regulation of Securities on Civil Litigation and SEC Enforcement Matters, the Litigation Section, Committee on Business Torts Litigation and the Committee on Securities Litigation of the American Bar Association. He is a member of the Nassau County Bar Association and has served as an arbitrator for FINRA, New York Stock Exchange, and American Arbitration Association. A published author of articles on arbitration, litigation and regulatory matters, he is admitted to the practice in the State of New York, as well as the U.S. Supreme Court, U.S. Courts of Appeal for the Second, Fifth, Ninth, Tenth and Eleventh Circuits and the Eastern and Southern District Federal Courts of New York.

 

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Phone:

866-954-7687

Email:

info@warren.law

Address:

New York

112 W 34th Street, 17th Floor
New York, NY 10120

New Jersey

101 Hudson Street, Suite 2100
Jersey City, NJ 07302

Philadelphia

1315 Walnut Street, Suite 1532
Philadelphia, PA 19147




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