Jon-Jorge Aras

Jon-Jorge Aras

Jon-Jorge Aras litigates securities regulatory matters in federal and state court, administrative forums, and in alternative dispute resolution settings. Jon-Jorge specializes in representing individuals and firms in investigations and enforcement actions initiated by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). He regularly advises financial service professionals and firms facing regulatory scrutiny, employment disputes, and customer complaints.

Jon-Jorge vigorously represents his clients with the aim of implementing effective and creative solutions to difficult litigation issues. He prides himself on being accessible and tailoring his representation to the goals of his clients.

Jon-Jorge is admitted to practice in Pennsylvania and New Jersey state courts, as well as in federal courts in the Eastern District of Pennsylvania, the District of New Jersey, and the United States Court of Appeals for the Third Circuit.

Representative Matters Include:

Represented a securities broker in a FINRA enforcement evidentiary hearing, and on appeal, regarding allegations of conversion.

Represented former securities industry professional in a criminal investigation conducted by the U.S. Department of Justice and a parallel fraud case initiated by the SEC in U.S. District Court for the Eastern District of Pennsylvania.

Represented former securities industry professionals in a 10b-5 fraud case initiated by the SEC in the U.S. District Court for the Eastern District of Pennsylvania.

Represented a former securities broker in an insider trading case initiated by the SEC in U.S. District Court for the Eastern District of Pennsylvania.

Representative Matters Include:

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