White Collar Defense and Investigations

Warren Law Group represents financial and securities industry professionals, entrepreneurs, investors, and not-for-profit organizations in everything from formation and deal-making to protecting your rights in litigation and arbitrations.

White Collar Defense and Internal Investigations

White collar crime cases usually involve alleged deception to procure financial gain. White collar charges include but are not limited to the following transgressions: fraud (such as securities, bank, or healthcare fraud), money laundering, insider trading, market manipulation, obstruction of justice, false statements to government agents, kickbacks, bribery, embezzlement, and antitrust violations.

If you have been accused of white collar crimes, you could be facing significant jail time as well as financial penalties. White collar crime punishment and jail sentences can vary widely, depending upon the severity of the crime as well as the defendant’s circumstances and criminal history.

When criminal investigations or prosecutions are involved, it is imperative to have an experienced white collar attorney who can protect you.

The white collar defense lawyers at Warren Law Group have represented companies of all sizes as well as individuals and corporate executives accused of financial or other crimes by, among other agencies, U.S. Attorneys’ Offices, the U.S. Department of Justice (DOJ), the SEC, the CFTC, the FDIC, the Office of the Comptroller of the Currency, U.S. Treasury’s Office of Inspector General (OIG), the Department of Health and Human Services, and state prosecutors. Our team represents clients targeted in government investigations, regulatory and court proceedings, and internal corporate investigations.

To learn more, schedule a free, confidential consultation with our seasoned white collar crime attorneys today. Simply click here to call us now at 866-WLGROUP

Related Frequently Asked Questions

What is a grand jury subpoena and what is a proffer?

A grand jury subpoena is a tool used by the government to obtain testimony and/or documents during the investigation of potential criminal conduct. If you have received a grand jury subpoena, it is important to exercise caution and take immediate action to protect yourself. To avoid appearing before a grand jury, it is often advisable to provide a voluntary "proffer" interview to the government. Contact our office to connect with one of our experienced white collar criminal defense attorneys who can advise you about your options through this complex process.

What is insider trading and why is it illegal?

Insider trading is illegal and involves the buying or selling of a company’s publicly traded stocks or securities is based on material information about a company that is non-public, or known only by “insiders.” Such trading gives the insider an unfair advantage over other investors who do not have access to the same information.

Is insider trading a felony?

If convicted, insider trading can result in civil or criminal charges from the federal government as well as state government. Insider trading penalties can include prison sentences of up to 20 years, multi-million-dollar fines, and sanctions. Often, publicly traded companies have an insider trading policy that applies to employees at all levels as well as consultants, vendors, and other partners in an effort to prevent the sharing of non-public information.

If you have been accused of insider trading, call our experienced white collar crime lawyers today to help you protect yourself, your business, and your future. A member of our team of experienced insider trading attorneys may be able to help you get your charges reduced or dropped. Call us today for a free consultation.

What is money laundering and is it a felony?

According to the United States Treasury Department, money laundering is the process of causing illegally obtained proceeds (i.e., “dirty money”) to appear legal (“clean”). Money laundering is a serious crime, and is usually considered a felony. If convicted, you could face high fines and a long prison sentence, and you’ll need a money laundering attorney in your corner.

If you have been accused of money laundering, act now and contact our experienced money laundering defense lawyers at Warren Law Group to represent you.

What is a downward departure from the sentencing guidelines?

A downward departure occurs when a judge imposes on the defendant a lower sentence than what is suggested by the federal sentencing guidelines. For example, one common way in which a downward departure may be granted is if the defendant is cooperating with the government and providing assistance to law enforcement as part of the criminal investigation. Warren Law Group’s white collar crime lawyers have handled a wide variety of white collar cases for our clients, and can seek to have the prosecutors file a 5k Motion with the court to seek a downward departure. The end result will depend upon the specifics of your individual case. 

To learn more, schedule a free, confidential consultation with our seasoned white collar crime attorneys today. Simply click here to call us now at 866-WLGROUP

Governmental Investigations and Regulatory Enforcement

If you have received a letter, notice, or subpoena from the DOJ, the SEC, FINRA, or a state securities regulator regarding an investigation into you or your financial services firm, you must hire an experienced attorney to prepare a narrative that seeks to clear and absolve you from any alleged crimes, regulatory issues, or securities violations.

Failure to comply with SEC, FINRA, or state regulations can result in one or more of the following: an enforcement action, a bar from the industry, civil fines, or forfeiture. If you or your firm becomes the subject of an investigation or regulatory enforcement action, you may be asked for a proffer session or on-the-record (OTR) testimony. It is imperative to approach this interview or testimony with a sound legal strategy. How you present your information at this interview or testimony can make the difference between no further action being taken against you or your firm, or the investigation escalating into a criminal indictment or enforcement proceeding. The experienced attorneys at Warren Law Group can help you prepare your best possible defense.

Our Experienced White Collar Defense and Investigations Team is Ready to Assist You

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