Your Business Litigation and Government Investigations Defense Team

Warren Law Group defends individuals and companies in all types of litigation including commercial matters, business dissolution, employment actions, government investigations by the Department of Justice, the SEC, other federal agencies, Attorneys General Office, FINRA, and other regulatory bodies. Our team has decades of experience in all types of litigation, white collar defense, securities litigation, and financial services enforcement proceedings.

Your Corporate Legal Team for all Aspects of Business Law and Financial Services Compliance

Warren Law Group assists individuals and companies in growing their business while mitigating unnecessary regulatory and legal risks. Our team has decades of experience navigating the ever-changing regulatory landscape to protect your business and your reputation.

We are Fierce Advocates Who Deliver Practical and Creative Solutions to Support Your Success

Warren Law Group - The Smart Choice

Warren Law Group: The Smart Choice

WLG provides legal representation to financial services professionals and business owners in regulatory and compliance matters, litigation, and securities transactions. Our representation is built on the desire to protect our clients' livelihoods, businesses, and reputations. We are tireless advocates who will settle for nothing less than a positive resolution to your matter.

Experience matters

The WLG team has a deep understanding of the intricacies of the financial industry as well as a background in the industry itself. Our combined knowledge, sharp and creative insight, and relentless efforts yield results that consistently exceed our clients’ expectations.

Our approach is as unique as your situation

Through tailoring our counsel to the interests, needs, and objectives of our clients, we help our clients turn adversity into opportunity. Every matter is handled with the same level of care and commitment as if it were our own.

White Collar Defense and Investigations

Services include:

  • White Collar Defense and Internal Investigations
  • Governmental Investigations and Regulatory Enforcement

Corporate Governance and Regulatory Compliance

Services include:

  • Corporate Structuring and Governance
  • Financing Transactions and Raising Private Capital
  • 144A Opinion Letters
  • Broker-Dealer Formation and Continuing Membership Applications
  • Advising Registered Representatives and Principals
  • Commodities Regulations
  • Broker-Dealer Transition Assistance, Contract Negotiation, and Litigation
  • Investment Advisor and Solicitor Formation and Compliance
  • Money Services Businesses and Money Transmitter Businesses

Corporate Law and Financial Transactions

Services include:

  • Corporate Counsel
  • Start-Up Counsel
  • Hedge Funds, Private Equity, and Venture Capital Firms
  • Mergers and Acquisitions
  • Non-Profit Organizations
  • Real Estate Securities Investments

Blockchain Offerings, Cryptocurrency Defense, and Investigations

Services include:

  • Blockchain Offerings, Cryptocurrency Defense, and Investigations

Commercial Litigation

Services include:

  • Partnership Disputes and Dissolution
  • Accounting Actions
  • Business and Partnership Fraud
  • Commercial Litigation and Breach of Contract
  • Breaches of Fiduciary Duty

Asset Protection Planning

Services include:

  • Trusts and Estate Planning
  • Wyoming Statutory Trusts
  • International Clients and Commerce Guidance
  • Tax and Audit Services

Cross Border Transactions

Services include:

  • Cross Border Transactions

Construction & Real Estate Development

Services include:

  • Negotiation of Contracts, for both Owners and Contractors
  • Negotiation of Home Improvement Contracts
  • Project Abandonment or Termination During a Project
  • Delay and Acceleration During a Project
  • Mediation and Expedited Arbitration
  • RPAPL 881 License Agreements for Access to Adjoining Properties

Data Privacy & Cybersecurity

Services include:

  • Identifying potential security threats,
  • Creating guidelines for the collection, storage, use, and transfer of personal and sensitive information, and
  • Developing and implementing effective data protection strategies.

Securities Litigation and FINRA Arbitrations

Services include:

  • Shareholder Litigation
  • Securities and Commodities Litigation
  • Whistleblower Representation
  • Real Estate Securities Litigation
  • Legal Issues with Real Estate Securities
  • FINRA Expungements and Arbitration

Corporate Bankruptcy and Debt Restructuring

Services include:

  • Corporate Bankruptcy and Debt Restructuring

Immigration

Services include:

  • Employment Based Immigration
  • Employment Based Permanent Residence
  • Employment Compliance

Employer Defense & Litigation

Services include:

  • Workplace Discrimination
  • Americans with Disabilities Act
  • Wage and Hours Law Defense
  • Wrongful Discharge Defense
  • Hiring and Firing
  • Labor Management Relations
  • Policies, Procedures and Handbooks
  • Workplace Violence Prevention
  • Restrictive Covenants, Trade Secrets and Unfair Competition

Education Law

Services include:

  • Sexual Misconduct & Title IX Compliance and Investigations
  • Faculty and Staff
  • Student Issues & Campus Safety

Cannabis Counsel

Services include:

  • Regulatory Compliance
  • Corporate Governance
  • Insolvency/Liquidity
  • Medicinal
  • Tribal and Indigenous

Product Design & Service Development

Services include:

  • Protect Your Intellectual Property
  • Draft Contacts and Licensing Agreements
  • Patents and Trademark Applications
  • Copyright Registration

Meet Our Team

Operations Team

WHY CHOOSE US?

BUSINESS EXPERIENCE

WE HAVE FIRST-HAND EXPERIENCE RUNNING SEVERAL BUSINESSES.

LEGAL EXPERIENCE

OUR COMBINED LEGAL EXPERIENCE SPANS OVER MULTIPLE DECADES.

AFFORDABLE

YOU CAN BE CERTAIN YOU ARE RECEIVING EXCELLENT LEGAL COUNSEL
AT A COST TAILORED TO YOUR NEEDS.

BROAD INDUSTRY EXPERIENCE

WE HAVE WORKED WITH BUSINESS OWNERS IN A VAST
ARRAY OF INDUSTRIES.

RELIABLE

WE WILL GO ABOVE AND BEYOND TO ENSURE THAT WE GET
THE JOB DONE.
All
  • All
  • Cannabis Law
  • Commercial Litigation
  • Construction & Real Estate Development
  • Corporate Law and Financial Transactions
  • Cryptocurrency Defense and Investigations
  • Employer Defense and Litigation
  • News & Press
  • Published Works
  • Securities Litigation and FINRA Arbitrations
  • White Collar Defense & Investigations

Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure

Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and...
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Your case matters. We can help.