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Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure

By Christopher D. Warren / June 19, 2020
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Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes to Apply Minimum Fees to Requests for Expungement of Customer Dispute Information Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and…

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