News & Press

SEC Awards Whistleblowers Over $2 Million

November 1, 2021

Along with Dodd-Frank, the SEC Whistleblower Program allows qualified whistleblowers to be entitled to 10-30 percent…

SEC Cracking Down on Crypto Innovators

October 28, 2021

Earlier this week, the owner of Terraform, Singaporean crypto innovator and inventor of the “mirror protocol,”…

Facebook 3Q Press Release Neglects Market Realities

October 26, 2021

Facebook has been under public scrutiny for various issues related to its morals and ethics, causing its stock…

Convertible Note Market Risk and Misrepresentation

October 21, 2021

Last week, the New York Court of Appeals opined to The US Second Circuit that the…

Filing Requirements for Certain Electronic Communications

October 20, 2021

Social media channels are an effective and interactive medium for sales professionals in all industries to…

The SEC Enforcement of FinCEN Regulations, Bank…

October 20, 2021

Pending in Supreme Court is a matter of the Securities and Exchange Commission (SEC) ability to…

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