Novel Case Concerning Dodd-Frank Whistleblower Action Attracts International Media Attention


Published on October 19, 2020

Warren Law Group founder, Christopher Warren, co-counsel to Plaintiff Rishi Gupta, filed a Dodd-Frank whistleblower retaliation action that has attracted Indian media attention. The case, Gupta v. New Silk Route Advisors, L.P., et al, is now pending in the United States District Court for the Southern District of New York.

Articles in India’s Business Today and the Times of India describe allegations made in Gupta v. New Silk Route Advisors, L.P., et al, as well as a second litigation brought by Gupta. These concern a specific transaction involving the late VG Siddhartha, a prominent Indian businessman.

Historically, Dodd-Frank’s whistleblower provisions have not been heavily litigated. However, because this case raises important questions about the provisions, it is likely to result in notable rulings by the court.

Financial services professionals who have suffered retaliation for concerns about conduct within their companies, whether those concerns were reported internally or to the SEC, can receive a consultation from Warren Law Group. Contact the Firm by emailing info@warren.law or calling (866) 954-7687. Consultations are confidential and free of charge.

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