Finra Bars Goldman Sachs Analyst From Industry


Published on April 23, 2021

Finra banned Brian Maguire, a research analyst for Goldman Sachs who used insider information to purchase two stocks, from the securities industry.

Bloomberg Law’s Matt Robinson writes: “Goldman has had a string of insider trading cases against its employees in recent years. In January 2020, an investment banker plead guilty in New York for sharing details on upcoming deals. In June 2019, another banker was sentenced to three months in prison for sharing illicit tips. And an analyst pleaded guilty in 2018 to leaking information to a National Football League linebacker in exchange for tickets to games.”

If you have been affected by financial fraud, fiduciary malfeasance, or are under investigation by the SEC or FINRA, speak with an attorney at Warren Law Group today for a free assessment of your case: (866) WLGROUP, or email info@warren.law.

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