News & Press


$500,000 Federal Penalty from the CFTC: Ouch

May 21, 2021

According to a May 18th press release from the federal Commodity Future Trading Commission: The CFTC…

New York Lawsuit in Air for Kodak

May 18, 2021

The New York Attorney General may sue Eastman Kodak Co. and CEO Jim Continenza, claiming violations…

SEC Charges S&P Dow Jones Indices for…

May 18, 2021

The Securities and Exchange Commission announced this Monday that it “settled charges against S&P Dow Jones…

SEC Charges S&P Dow Jones Indices for…

May 18, 2021

The Securities and Exchange Commission announced this Monday that it “settled charges against S&P Dow Jones…

SEC Crypto Enforcement Actions Steadily on the…

May 17, 2021

While crypto-related enforcement actions by the Securities Exchange Commission began in earnest in 2017, they reached…

Decentralized Finance Platform Fraud at Record High

May 17, 2021

A surge in the growth of decentralized finance platforms (“DeFi”) that lend cryptocurrencies has been matched…

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