Author Archive: Warren Law Group

Welcome, David Szalyga as Corporate Associate!

By Warren Law Group / April 27, 2022
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Warren Law Group is proud to announce David Szalyga as our Corporate Associate. David focuses his practice on securities and corporate law, financial transactions, assists with tech startup companies, and regulatory compliance. David has recently received his MBA from the University of Cambridge and he has received a MA from Kings College and his JD…

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Chris Warren & Todd Kulkin recognized as Super Lawyers “2022 Rising Stars”

By Warren Law Group / April 11, 2022
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Congratulations to Christopher Warren, Managing Partner, and Todd Kulkin, Partner and Chair of Corporate Division, for being selected as part of the Super Lawyers 2022 Rising Stars list in the New York Metro Area. This year is Chris’ first selection as a Super Lawyer, and Todd has been selected every year since 2014. Super Lawyers is a…

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WLG’s FINRA Award for Compensatory and Punitive Damages Makes Headlines

By Warren Law Group / April 6, 2022
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Last week, Warren Law Group secured a $175,000 award in compensatory and punitive damages for our client in regards to a defamatory U5 filing. Jon-Jorge Aras, Partner and Chair of Securities Litigation knew this was going to be an uphill battle as he was up against a high-profile brokerage firm, Commonwealth. This significant case was…

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David Rosenfield - Partner

David Rosenfield Promoted to Partner at WLG

By Warren Law Group / March 14, 2022
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Warren Law Group (WLG) is very pleased to announce the promotion of David Rosenfield to Partner at the firm. David has become the Chair of WLG’s White Collar Defense and Investigations Practice and will collaborate with the firm’s securities and regulatory groups. David will also practice civil and commercial litigation. David is a knowledgeable, practical,…

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Warren Law Group accepts select cryptocurrencies

Warren Law Group Accepts Select Cryptocurrencies

By Warren Law Group / March 11, 2022
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At Warren Law Group, we prioritize staying in the know with regard to all things finance. Therefore, we are proud to announce that effective March 11, 2022, we will accept cryptocurrencies, Bitcoin and Ethereum as payment methods. Please email info@warren.law or call (866) WLGROUP with questions or inquiries.

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Jorge Marquez, Senior Litigation Associate

Jorge Marquez, Esq. Joins Warren Law Group

By Warren Law Group / March 7, 2022
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We are proud to introduce Jorge Marquez as Warren Law Group’s Senior Litigation Associate. Jorge has over 10 years of federal litigation experience representing clients in securities, commercial, and other civil litigation matters. Jorge specializes in Securities and FINRA Arbitrations and Commercial Litigation. Jorge has represented government agents and agencies in the federal district courts…

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Warren Law Group: CanaFarma Complaint

By Warren Law Group / November 9, 2021
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CanaFarma Hemp Products Corp. (“CanaFarma”) was recently indicted by the DOJ and concurrently, the SEC filed a complaint for securities fraud and misrepresentation in their offering documents. Co-founders of CanaFarma, Vitaly Fargesen, and Igor Palatnik, solicited and raised approximately $15 million from its investors. Fargesen and Palatnik failed to disclose that CanaFarma was not creating…

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NASAA 2021 Reg BI Phase Two Report Findings: Compliance is not as Strong as NASAA Hoped

By Warren Law Group / November 8, 2021
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The North American Securities Administrators Association (NASAA) released its 2021 Reg BI Phase One report last week. The findings ultimately conclude that Reg BI is not as effective as NASAA had intended, as the percentage of broker-dealers not in compliance with these regulations has increased. For instance, the number of broker-dealers offering more complicated and…

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Warren Law Group

CFTC Whistleblower Annual Report

By Warren Law Group / November 2, 2021
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On October 29th, 2021 the CFTC submitted its annual report to Congress containing information regarding its Whistleblower awards.  Notable takeaways from the report:  Whistleblowers who have reported information to the SEC or the NFA can also qualify for awards with the CFTC The total sanctions awarded by the CFTC exceeded over $1 billion dollars, with…

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