Author Archive: Warren Law Group

Confirmation of an Expungement Reward

Is It Necessary Under Rule 2080 to Obtain Court Confirmation of an Expungement Award?

By Warren Law Group / September 26, 2022
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Simply put, the answer is yes. FINRA Rule 2080 (“Rule 2080”) is complex and must be followed properly to obtain expungement of a customer complaint from an individual’s BrokerCheck report Rule 2080 requires that a court of competent jurisdiction (state or federal court) confirm an expungement award before FINRA will remove a customer complaint from…

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Warren Law Group Welcomes Scott J. Oh as Partner

By Warren Law Group / September 22, 2022
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                                             FOR IMMEDIATE RELEASE Contact: Katie Lenda Email: katie@warren.law                                                                      Scott J. Oh: Partner at Warren Law Group [NEW YORK, NEW YORK, September 2022] — Warren Law Group is pleased to announce Scott J. Oh as a Partner. Scott brings twenty-five years of transactional and business experience to middle-market companies. Scott has extensive experience…

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Warren Law Group Forms Strategic Partnership with Oz Living

By Warren Law Group / August 4, 2022
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Warren Law Group is pleased to announce our strategic partnership with Oz Living. Oz provides individuals and projects the opportunity to operate virtually or physically in tax-free, privacy-protected DeFi-driven zones throughout the world. Oz is a tokenized proof of residency system in special economic zones (SEZ), and Oz’s token is currently authorized to establish tax…

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Welcome, Carol Williams as Of Counsel!

By Warren Law Group / July 20, 2022
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Warren Law Group is pleased to welcome Carol Williams as Of Counsel to the firm! Carol is an immigration and naturalization attorney with extensive experience working with companies of all sizes, from start-ups to multinational companies, as well as individuals trying to live and work in the USA. Carol focuses much of her practice on…

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Latin America May Emerge as a Crypto Hub

By Warren Law Group / July 18, 2022
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As cryptocurrencies began to dominate internationally, countries such as El Salvador and most recently, Panama are adopting rules to allow for a crypto-inclusive world. These countries are being seen as a front runner for crypto regulations and are inspiring other countries to implement similar regulations. Panama is currently drafting crypto laws that have the potential…

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Warren Law Group Welcomes New Paralegals

By Warren Law Group / June 24, 2022
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Warren Law Group is pleased to welcome our newest Paralegals, Julie Haddad and Tanya Kaul Julie received her LL.M from Yeshiva University and has five years of experience working in the legal industry in which she worked for a litigation and pharmaceutical law firm in Paris, France. Julie is also a native French speaker. Tanya…

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Warren Law Group Sponsors Keith Hernandez Luncheon with Signature Bank

By Warren Law Group / June 20, 2022
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Warren Law Group had a wonderful time sponsoring Signature Bank‘s Luncheon with Keith Hernandez, former, renowned New York Mets first basemen. The event offered attendees the opportunity to network with one another, enjoy a delicious lunch, and listen to a speech given by Mr. Hernandez. His speech highlighted Keith Hernandez’s renowned career with the New York…

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Broker-Dealer Firms Must be Aware of SEC Regulatory Guidelines

By Warren Law Group / June 16, 2022
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Are you a broker-dealer or in the investment advisory business? If so, you should be aware of the SEC’s recent regulatory charges against Charles Schwab. The SEC charged three investment advisors affiliated with Schwab for failure to disclose that they were allocating client funds in a way that their own internal analyses showed would be…

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Warren Law Group Welcomes Four New Attorneys

By Warren Law Group / June 9, 2022
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Warren Law Group is pleased to welcome four new attorneys to the firm! C.A. Morrison is an experienced cannabis regulatory attorney and entrepreneur, having pioneered one of the first cannabis businesses and non-profits in Denver, Colorado, and will lead our cannabis, hemp, and CBD division at Warren Law Group. Before and during her tenure as…

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