Month: October 2022

Proposed New Changes to the FINRA Rule 2080 Expungement Process

By Thomas McCabe / October 26, 2022
Posted in

If you have customer complaints or adverse disclosures reported on your FINRA Central Registration Depository (CRD) against you, those CRD disclosures can seriously hurt your reputation in the securities industry. FINRA CRD complaints may involve claims of sales practice violations, forgery, theft, or misappropriation or conversion of funds. In this article, we take a look…

Read More
John J. Keenan - Partner

Warren Law Group Welcomes John Keenan as Partner

By Christopher D. Warren / October 19, 2022
Posted in

FOR IMMEDIATE RELEASE                                                      Contact: Katie Lenda Email: katie@warren.law John J. Keenan: Partner at Warren Law Group [NEW YORK, NEW YORK, October 2022] Warren Law Group is pleased to announce John Keenan as Partner of the firm. John has over 20 years of experience as an attorney, specializing in commercial litigation, international commercial litigation, entertainment law,…

Read More

SEC Charges Kim Kardashian in Crypto Case

By Jon-Jorge Aras / October 4, 2022
Posted in

Jon-Jorge Aras Discusses What Crypto Investors Can Learn From This Case Kim Kardashian will pay over $1 million to the SEC for unlawfully promoting a crypto asset security offered and sold by EthereumMax without disclosing her payment. The SEC’s order finds that Kardashian failed to disclose to the public that she was paid $250,000 to…

Read More