Month: March 2021

Warren Law Group

AARP, Finra, Heart+Mind Study Explores Victimization of Financial Fraud

By Christopher D. Warren / March 5, 2021
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Finra, AARP, and Heart+Mind Strategies released a first-of-its-kind study concerning intervention for chronic victims of financial fraud and their families. If you have been harmed by aggressive sales tactics or fraudulent inducement to invest, you speak to an attorney who is familiar with the complexities of bringing on a successful lawsuit. Call the attorneys at…

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Warren Law Group

YouTuber Keith Gill, “Roaring Kitty,” Loses Broker License

By Christopher D. Warren / March 4, 2021
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Keith Gill’s license to trade was revoked, the Wall Street Journal reports, after inquiries were made into Gill’s “outside business activity” on social media.   Could your social media presence be considered an ongoing FINRA violation? If you have received an investigation letter from FINRA, the SEC, or State regulators, call (866) WLGROUP or email info@warren.law…

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Warren Law Group

SEC Investigates SolarWinds Insider Stock Sales

By Christopher D. Warren / March 3, 2021
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SolarWinds, a software firm, is under investigation by the SEC after its main investors sold shares days before data breach became public, reports the Washington Post. If you have received an investigation letter from FINRA, the SEC, or State regulators, call (866) 954-7687 or email info@warren.law for a free consultation with the securities attorneys at…

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Warren Law Group

Goodyear to Buy Cooper Tires

By Christopher D. Warren / March 2, 2021
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Goodyear sets its sights on broadening its reach in China in $2.8 billion acquisition deal with Cooper Tires, CNBC reports. Our corporate team handles dynamic matters faced by mature and startup businesses alike. Call on Warren Law Group’s experienced corporate counsel for a consultation today at (866) 954-7687 or email at info@warren.law.

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Warren Law Group

Robinhood Set Aside over $26 Million for Regulator Fines

By Christopher D. Warren / March 1, 2021
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Robinhood could face $26.6 millions in regulator fines after inquiries by FINRA, the SEC, and state regulators, the Wall Street Journal reports. If you have received an investigation letter from FINRA, the SEC, or State regulators, call (866) 954-7687 or email info@warren.law for a free consultation with the securities attorneys at Warren Law Group.

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