SEC Expands Investigative Power

The Wall Street Journal reports the SEC has given its staff more power to conduct investigations into suspected wrongdoing, signaling a wider-reaching regulatory presence under the Biden administration.

If you have received an investigation letter from FINRA, the SEC, or State regulators, call (866) 954-7687 or email for a free consultation with the securities attorneys at Warren Law Group.

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Christopher D. Warren

Christopher D. Warren, Managing Partner