SEC Expands Investigative Power

The Wall Street Journal reports the SEC has given its staff more power to conduct investigations into suspected wrongdoing, signaling a wider-reaching regulatory presence under the Biden administration.

If you have received an investigation letter from FINRA, the SEC, or State regulators, call (866) 954-7687 or email info@warren.law for a free consultation with the securities attorneys at Warren Law Group.

BACK

YOUR CASE MATTERS. WE CAN HELP.

Warren Law Group defends individuals and companies in all types of litigation. Our team has decades of experience in all types of litigation, white collar defense, securities litigation, and financial services enforcement proceedings.