Month: October 2020
One of Todd Kulkin’s clients was recently featured in the New York Post, telling the personal and gut wrenching story of what happened to his children and his decision to found Operation Exhale, a non-profit organization that provides help to children going through “the system.” We are proud to have Operation Exhale as a client,…
Read MoreSEC’s Proposed Finder Exemptions In a press release on October 7th, the SEC proposed an exemption for “finders”—who are paid to assist in raising capital in private markets by connecting investors and issuers of securities—from broker registration requirements currently in place. The SEC’s stated aim of the exemptions is “to assist small businesses to raise…
Read MoreWarren Law Group founder, Christopher Warren, co-counsel to Plaintiff Rishi Gupta, filed a Dodd-Frank whistleblower retaliation action that has attracted Indian media attention. The case, Gupta v. New Silk Route Advisors, L.P., et al, is now pending in the United States District Court for the Southern District of New York. Articles in India’s Business Today…
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