Broker Says FINRA Can’t Hold Arbitration Hearing On Zoom
August 13, 2020 / / Comments Off on Broker Says FINRA Can’t Hold Arbitration Hearing On Zoom
An Illinois broker facing a Financial Industry Regulatory Authority arbitration sued the regulator Tuesday for alleged breach of contract, claiming that its decision to conduct the hearing via Zoom is “unworkable” due to the need for a translator in the proceeding and the complexity of the issues.
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