Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure

Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure
for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry
Disputes to Apply Minimum Fees to Requests for Expungement of Customer Dispute
Information
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)
1
and
Rule 19b-4 thereunder,2
notice is hereby given that on February 7, 2020, Financial
Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange
Commission (“SEC” or “Commission”) the proposed rule change as described in Items I,
II, and III below, which Items have been prepared by FINRA. The Commission is
publishing this notice to solicit comments on the proposed rule change from interested
persons.

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Christopher D. Warren

Christopher D. Warren, Managing Partner